Regulatory Status – UK, Channel Islands, and Ireland

Introduction

MUFG Pension & Market Services through our two businesses MUFG Retirement Solutions and MUFG Corporate Markets, offer corporate market services, retirement and superannuation solutions, and technology and operations services.

All the companies listed below are wholly owned subsidiaries of MUFG Pension & Market Services Holdings Pty Limited which is a company incorporated in Australia. The company’s registered address is Level 12, 680 George Street, Sydney, NSW, 2000, company registration number 120964098. For more information, please visit www.mpms.mufg.com.

Use of the https://www.mpms.mufg.com website is subject to the terms and conditions set out in the Legal Statement and the laws of England and Wales. The jurisdictions in which MUFG Pension & Market Services operates in EMEA and the principal companies through which they operate are set out below. Terms of business are available on request.

MUFG Corporate Markets

‘MUFG Corporate Markets’ is a trading name of companies which provides clients with a comprehensive corporate market offering that connects issuers to their stakeholders

United Kingdom:

MUFG Corporate Markets is a trading name of MUFG Corporate Markets Trustees (UK) Limited and MUFG Corporate Markets Treasury Limited.

Share registration and associated services are provided by MUFG Corporate Markets (UK) Limited (registered in England and Wales, No. 2605568)

Regulated services are provided by MUFG Corporate Markets Trustees (UK) Limited (registered in England and Wales No. 2729260), which is authorised and regulated by the Financial Conduct Authority, FCA register number 184113. Not all share plan activity is regulated. The registered office of each of these companies is Central Square, 29 Wellington Street, Leeds LS1 4DL

MUFG Corporate Governance provides company secretarial services. Registered office: Central Square, 29 Wellington Street, Leeds LS1 4DL. Registered in England and Wales No. 2605568.

MUFG Corporate Markets is a trading name of MUFG Corporate Markets Treasury Limited which provides Treasury services. Registered in England and Wales No. 2652033). MUFG Corporate Markets Treasury Limited is authorised and regulated by the Financial Conduct Authority only for conducting advisory and arranging activities in the UK as part of its Treasury Management Service, FCA register number 150403. Registered office: Central Square, 29 Wellington Street, Leeds, United Kingdom, LS1 4DL

MUFG Corporate Markets IR Limited is registered in England and Wales No. 05900686 and provides share ownership analytics, market intelligence and investor communications. Registered office: Central Square, 29 Wellington Street, Leeds, United Kingdom, LS1 4DL

D.F. King Ltd registered in England and Wales No. 09288591. Registered office: Central Square, 29 Wellington Street, Leeds, United Kingdom, LS1 4DL. D.F. King specialise in designing, organising and executing campaigns for Annual General Meetings, Extraordinary General Meetings, takeovers, proxy defences, shareholder activism and corporate governance advisory.

Ireland:

MUFG Corporate Markets is a trading name of MUFG Corporate Markets (Ireland) Limited which provides share registration and associated services. Registered in Ireland No. 307313. Registered Office: 2 Grand Canal Square, Grand Canal Harbour, Dublin 2.

Jersey:

Share registration and associated services are provided by MUFG Corporate Markets (Jersey) Limited, which is regulated by the Jersey Financial Services Commission for the conduct of Fund Services Business. Registered office: IFC 5, St. Helier, JE1 1ST, Jersey.

Guernsey:

Share registration and associated services are provided by MUFG Corporate Markets (Guernsey) Limited, which is licensed and regulated by the Guernsey Financial Services Commission under the Protection of Investors (Bailiwick of Guernsey) Law 2020, as amended. Registered office: Mont Crevelt House, Bulwer Avenue, St Sampson, Guernsey GY2 4LH. Registered in Guernsey No. 38018.

Isle of Man:

MUFG Corporate Markets is a trading name of MUFG Corporate Markets (Isle of Man) Limited which provides share registration and associated services and is licensed by the Isle of Man Financial Services Authority. Registered office: PO Box 227, Peveril Buildings, Peveril Square, Douglas, Isle of Man, IM99 1RZ. Registered in the Isle of Man No. 118797C.

Entities not regulated are:

MUFG Corporate Markets (UK) Limited (registered in England and Wales, No. 2605568) 

MUFG Share Plan Services Limited (registered in England and Wales, No. 05078782)

MUFG Retirement Solutions

MUFG Retirement Solutions is a trading name of companies which offer superannuation solutions.

United Kingdom

Retirement and superannuation services are provided by MUFG Retirement Solutions Pension Administration Limited (registered in England and Wales No. 11120924). Registered office: Oxford Point, 13-17 Oxford Road, Bournemouth, United Kingdom, BH8 8GS

[Updated: January 2025]